Highlights from SIFMA 2012 Annual Meeting

04 December 2012
By Alexei Miller, Managing Partner

A must read for anyone following financial services industry, particularly those concerned by the perfect storm of regulatory requirements now battering this sector. One of important takeaways for us (confirmed by an SEC economist at a recent Waters USA conference) is that the opinions of market participants, from investors to buy side firms to brokers are welcome and are given serious consideration. While much of Dodd-Frank rules and other regulations are still being finalized, in this post-election world it is now clear that it is here to stay and everyone better get serious about it. More on that from Waters Technology: http://www.waterstechnology.com/waters/opinion/2227405/anthony-malakian-wait-and-see-no-more


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